Senior Compliance Analyst - Life Insurance
We are seeking a self-motivated Compliance Analyst with strong regulatory expertise in the life insurance industry. This role will serve as a Subject Matter Expert (SME), providing compliance guidance, supporting regulatory change management, and mentoring new team members. The position requires onsite work three days a week in Durham, NC.
Key Responsibilities:
- Lead regulatory change management efforts and ensure process alignment.
- Provide compliance guidance across departments and proactively identify risks.
- Develop and enhance compliance policies, procedures, and training programs.
- Monitor AML, fraud, and consumer complaint developments.
- Prepare and review regulatory filings, state reports, and non-financial submissions.
- Respond to regulatory inquiries and support internal audits and compliance reviews.
- Review advertising materials for regulatory compliance.
Qualifications:
- Bachelor's degree in Business, Risk Management, or Insurance (or equivalent experience).
- 3-5+ years of compliance experience in financial services or insurance; leadership experience a plus.
- Strong understanding of state regulatory requirements for fixed and variable annuities, as well as SEC & FINRA guidelines.
- Industry designations (ACS, AIRC, FLMI, ALMI) preferred or in progress.
- Experience with Jira, Confluence, and Microsoft Office Suite.
- Critical thinking skills and the ability to analyze complex regulatory data.
- Proven experience with annuity contract filings and regulatory reviews.
This role offers an opportunity to shape compliance processes within a growing organization.
